6. Incorporating Deaths Near the Time of Birth into Estimates of the Global Burden of Disease

Table 6.4: Deaths by Age and Cause, 2001 (thousands)

Deaths by Age and Cause, 2001 (thousands)
Low- and middle-income countries
Deaths under age 5
Stillbirth
AntepartumIntrapartumTotalNeonatalDeaths aged 28 days to1 yearInfant deaths (0age < 1 year)Child deaths (1age < 5 years)After live birthIncluding stillbirthDeaths age 5+Total
ab(a + b)SFTRET cdef(h - f)SFTRET g(f + g)SFTRET h(h + c)SFTRET ij(i + j) k
Total deaths2,1521,0773,2283,8543,7457,5992,93510,53313,76137,84351,605
I. Communicable, maternal, perinatal, and nutritional conditions3,0886,8752,5219,3969,3968,22617,622
  A. Infectious and parasitic diseases2842,8841,8844,7684,7685,92310,692
    1. Tuberculosis162540401,5501,590
    2. Sexually transmitted diseases excluding HIV/AIDS55136868108176
    3. HIV/AIDS2021383403402,2142,554
    4. Diarrheal diseases1161,1051,2213781,5991,5991791,778
    5. Childhood-cluster diseases3816671,0481,0483131,363
      a. Pertussis96205301301301
      b. Poliomyelitis
      c. Diphtheria225516
      d. Measlesa115442557557206763
      e. Tetanusb16816819187187106293
    6. Meningitis47186464105169
    8. Malariac7263611,0871,087581,208
      Otherd2182995185181,3341,854
  B. Respiratory infectionse1,0025331,5354081,9431,9431,5393,483
  C. Maternal conditions507507
  D. Perinatal conditions1,8022,3841062,4902,4902,490
    1. Low birthweightf1,0791361,215761,2911,2911,291
    2. Birth asphyxia and birth traumag7237235728728728
    3. Other perinatal conditions44625471471471
  E. Nutritional deficiencies9699194194257451
II. Noncommunicable diseases30859923683583525,20226,037
  A. Malignant neoplasms112637374,9214,957
  C. Diabetes mellitus2133755758
  E. Neuropsychiatric disorders21234343605701
    1. Unipolar depressive disorders1010
    2. Bipolar affective disorder
    3. Schizophrenia2121
      Otherh14304343627670
  G. Cardiovascular diseases5626828213,27913,362
    3. Ischemic heart disease42665,6965,702
    4. Cerebrovascular disease8412124,5984,611
      Otheri422264642,9853,049
  H. Respiratory diseases432163633,0633,127
  I. Digestive diseases73421151151,4871,602
  M. Congenital anomalies308443526942142156477
    Otherj363471719831,053
III. Injuries1241783023024,4154,717
  A. Unintentional1211702892892,9263,216
    1. Road traffic accidents123849491,0201,070
      Otherk1091462402401,9032,146
  B. Intentional5813131,4881,501
    1. Self-inflicted749749
      Otherl3101313740753
IV. Not allocated2,1521,0773,2284583,2283,228
High-income countries
Deaths under age 5
Stillbirth
AntepartumIntrapartumTotalNeonatalDeaths aged 28 days to1 yearInfant deaths (0age < 1 year)Child deaths (1age < 5 years)After live birthIncluding stillbirthDeaths age 5+Total
ab(a + b) cdef(h + f)SFTRET g(f + g)SFTRET h(h + c)SFTRET ij(i + j)SFTRET k
Total deaths4054541185913731187,8647,982
I. Communicable, maternal, perinatal, and nutritional conditions163523737515552
  A. Infectious and parasitic diseases162133149152
    1. Tuberculosis1616
    2. Sexually transmitted diseases excluding HIV/AIDS11
    3. HIV/AIDS2222
    4. Diarrheal diseases56
    5. Childhood-cluster diseases12
      a. Pertussis
      b. Poliomyelitis11
      c. Diphtheria
      d. Measles11
      e. Tetanus
    6. Meningitis1134
    8. Malaria
      Othera1122100101
  B. Respiratory infectionsb1122347349
  C. Maternal conditions11
  D. Perinatal conditions1632323232
    1. Low birthweightc1010103910
    2. Birth asphyxia and birth traumad6511111711
    3. Other perinatal conditions12121212
  E. Nutritional deficiencies1818
II. Noncommunicable diseases1219928286,8406,868
  A. Malignant neoplasms1222,0652,066
  C. Diabetes mellitus202202
  E. Neuropsychiatric disorders1122376378
    1. Unipolar depressive disorders33
    2. Bipolar affective disorder
    3. Schizophrenia22
      Othere1222371373
  G. Cardiovascular diseases11223,0373,039
    3. Ischemic heart disease1,3641,364
    4. Cerebrovascular disease781781
      Otherf1122892894
  H. Respiratory diseases111476477
  I. Digestive diseases111334335
  M. Congenital anomalies12416218181230
    Otherg1122338340
III. Injuries2577464471
  A. Unintentional2466315321
    1. Road traffic accidents122119121
      Otherh1344196200
  B. Intentional1111149151
    1. Self-inflicted126126
      Otheri11112425
IV. Not allocated40545134545
World
Deaths under age 5
Stillbirth
AntepartumIntrapartumTotalNeonatalDeaths aged 28 days to1 yearInfant deaths (0age < 1 year)Child deaths (1age < 5 years)After live birthIncluding stillbirthDeaths age 5+Total
ab(a + b)SFTRET cdef(h + f)SFTRET g(f + g)SFTRET h(h + c)SFTRET ij(i + j) k
Total deaths2,1921,0823,2743,8963,7627,6582,94810,60613,88045,66259,542
I. Communicable, maternal, perinatal, and nutritional conditions3,1296,9102,5239,4339,4338,74118,174
  A. Infectious and parasitic diseases3002,8861,8864,7714,7716,07210,843
    1. Tuberculosis162540401,5661,606
    2. Sexually transmitted diseases excluding HIV/AIDS55136868109177
    3. HIV/AIDS2021383403402,2362,576
    4. Diarrheal diseases1161,1051,2223781,6001,6001841,784
    5. Childhood-cluster diseases3816681,0491,0493151,364
      a. Pertussis96205301301301
      b. Poliomyelitis11
      c. Diphtheria225516
      d. Measlesa115442557557206763
      e. Tetanusb16816819187187107293
    6. Meningitis47186565108173
    8. Malariac7263611,0871,0871211,208
      Otherd2193035225221,4341,955
  B. Respiratory infectionse1,0135231,5364091,9451,9451,8863,831
  C. Maternal conditions508508
  D. Perinatal conditions1,8322,4161072,5222,5222,523
    1. Low birthweightf1,0981361,225761,3011,3011,301
    2. Birth asphyxia and birth traumag7347345739739739
    3. Other perinatal conditions45725482482482
  E. Nutritional deficiencies9699194194274469
II. Noncommunicable diseases32161824586486432,04232,905
  A. Malignant neoplasms112738386,9867,024
  C. Diabetes mellitus2133958961
  E. Neuropsychiatric disorders222446461,0341,079
    1. Unipolar depressive disorders1313
    2. Bipolar affective disorder11
    3. Schizophrenia2323
      Otherh143145459971,043
  G. Cardiovascular diseases5827848416,31616,401
    3. Ischemic heart disease42667,0607,066
    4. Cerebrovascular disease8413135,3795,392
      Otheri432366663,8773,943
  H. Respiratory diseases432164643,5403,604
  I. Digestive diseases73421161161,8211,936
  M. Congenital anomalies321483687143943968507
    Otherj383573731,3201,393
III. Injuries1261833103104,8795,188
  A. Unintentional1211752952953,2413,536
    1. Road traffic accidents123951511,1391,190
      Otherk1091502442442,1022,346
  B. Intentional6814141,6381,652
    1. Self-inflicted875875
      Otherl4101414763777
IV. Not allocated2,1921,0823,2744463,2743,274

Sources: WHO 2005a for columns a-d, unreported estimates undertaken as part of the GBD study, reported in chapter 3 for columns f-g, and chapter 3 of this volume.

Note: The absence of an entry in columns a-d denotes either a value of less than 1,000 deaths or that no estimate was allocated to that entry. For columns f-k, a blank cell indicates that fewer than 1,000 deaths are attributable to the specific cause. Infant and child deaths in columns f and g are based on unreported estimates undertaken as part of the GBD study, reported in chapter 3, of the percentage of under-five deaths that were under age one. Because the sources used for neonatal deaths left a large number unallocated, it is not appropriate to calculate values of column e by subtracting column d from column f except where explicitly noted.

a. WHO 2005b and Bryce and others (2005) estimate that 395,000 deaths occur due to measles. Chapter 3 provides an estimate for measles deaths age zero to four of 763,000.

b. Lawn, Wilczynska, and Cousens (forthcoming) for the CHERG estimate (2005) that 7 percent (260,000) of the 3.854 million global neonatal deaths occur due to tetanus, similar to the WHO and GAVI estimates of 220,000 for the year 2000. Chapter 3 provides an estimate for tetanus deaths ages zero to four of only 187,000. The (unpublished) GBD files used here to allocate deaths under age five to over and under age one allocated 52 percent of tetanus deaths to under age one. The CHERG review (Lawn, Wilczynska, and Cousens forthcoming) suggests this to be a major underestimate, and the 52 percent figure has thus here been revised upward to 90 percent. Consistent with the objectives of this chapter, GBD numbers have been used wherever possible, and the CHERG and WHO estimates are accordingly revised downward by allocating all infant tetanus deaths to the neonatal period.

c. WHO 2005b and Bryce and others (2005) estimate that 853,000 deaths occur due to malaria. Chapter 3 provides an estimate for malaria deaths age zero to four of 1,208,000.

d. Hepatitis, tropical-cluster diseases, leprosy, dengue, Japanese encephalitis, trachoma, intestinal nematode infections, and other infectious diseases.

e. Deaths for respiratory infections in the neonatal age group are those estimated by Lawn, Cousens, and Wilczynska (forthcoming) for their category sepsis or pneumonia. This number was then subtracted from the GBD number of respiratory infections between age zero and one to derive the total in column e.

f. Low-birthweight deaths are those resulting from intrauterine growth retardation or preterm birth. Almost all low-birthweight deaths in the neonatal period result from preterm birth.

g. Lawn, Wilczynska, and Cousens (forthcoming) for the CHERG estimate that 23 percent (887,000) of the 4 million global neonatal deaths occur due to birth asphyxia. Chapter 3 of this volume provides an estimate for birth asphyxia and birth trauma deaths ages zero to four of only 739,000 globally, of which 734,000 were estimated to occur under age one. Consistent with the objectives of this chapter, GBD numbers have been used wherever possible, and the CHERG and WHO estimates are accordingly revised downward by allocating all infant birth asphyxia deaths to the neonatal period. Better data in the future will allow for improved estimates.

h. Epilepsy, alcohol use disorders, Alzheimer's disease and other dementias, Parkinson's disease, multiple sclerosis, drug use disorders, post-traumatic stress disorder, obsessive-compulsive disorder, panic disorder, insomnia (primary), migraine, mental retardation attributable to lead exposure, and other neuropsychiatric disorders.

i. Rheumatic heart disease, hypertensive heart disease, inflammatory heart diseases, and other cardiovascular diseases.

j. Other neoplasms, endocrine disorders, sense organ diseases, genitourinary diseases, skin diseases, musculoskeletal diseases, and oral conditions.

k. Poisonings, falls, fires, drownings, and other unintentional injuries.

l. Violence, war, and other intentional injuries.

Sources: WHO 2005a for columns a-d, unreported estimates undertaken as part of the GBD study, reported in chapter 3 for columns f-g, and chapter 3 of this volume.

Note: The absence of an entry in columns a-d denotes either a value of less than 1,000 deaths or that no estimate was allocated to that entry. For columns f-k, a blank cell indicates that fewer than 1,000 deaths are attributable to the specific cause. Infant and child deaths in columns f and g are based on unreported estimates undertaken as part of the GBD study, reported in chapter 3, of the percentage of under five deaths that were under age one. Because the sources used for neonatal deaths left a large number unallocated, it is not appropriate to calculate values of column e by subtracting column d from column f except where explicitly noted.

a. Hepatitis, tropical-cluster diseases, leprosy, dengue, Japanese encephalitis, trachoma, intestinal nematode infections, and other infectious diseases.

b. This table does not attempt to partition by age the very small number of deaths from respiratory infections under age 5.

c. Low-birthweight deaths are those resulting from intrauterine growth retardation or preterm birth. Almost all low-birthweight deaths in the neonatal period result from preterm birth.

d. The World Health Report 2005 cites that 45 percent (19,000) of the 4 million global neonatal deaths occur due to pre-term birth. Chapter 3 of this volume provides an estimate for low birthweight deaths ages zero to four of only 10,000, of which 10,000 were estimated to occur under age one. Consistent with the objectives of this chapter, GBD numbers have been used wherever possible, and the World Health Report 2005 estimates are accordingly revised downward by allocating all low-birthweight deaths to the neonatal period. Better data in the future will allow for improved estimates.

e. Epilepsy, alcohol use disorders, Alzheimer's disease and other dementias, Parkinson's disease, multiple sclerosis, drug use disorders, post-traumatic stress disorder, obsessive-compulsive disorder, panic disorder, insomnia (primary), migraine, mental retardation attributable to lead exposure, and other neuropsychiatric disorders.

f. Rheumatic heart disease, hypertensive heart disease, inflammatory heart diseases, and other cardiovascular diseases.

g. Other neoplasms, endocrine disorders, sense organ diseases, genitourinary diseases, skin diseases, musculoskeletal diseases, and oral conditions.

h. Poisonings, falls, fires, drownings, and other unintentional injuries.

i. Violence, war, and other intentional injuries.

Sources: WHO 2005a for columns a-d, unreported estimates undertaken as part of the GBD study, reported in chapter 3 for columns f-g, and chapter 3 of this volume.

Note: The absence of an entry in columns a-d denotes either a value of less than 1,000 deaths or that no estimate was allocated to that entry. For columns f-k, a blank cell indicates that fewer than 1,000 deaths are attributable to the specific cause. Infant and child deaths in columns f and g are based on unreported estimates undertaken as part of the GBD study, reported in chapter 3, of the percentage of under five deaths that were under age one. Because the sources used for neonatal deaths left a large number unallocated, it is not appropriate to calculate values of column e by subtracting column d from column f except where explicitly noted.

a. WHO 2005b and Bryce and others (2005) estimate that 395,000 deaths occur due to measles. Chapter 3 provides an estimate for measles deaths age zero to four of 763,000.

b. Lawn, Wilczynska, and Cousens (forthcoming) for the CHERG estimate (2005) that 7 percent (260,000) of the 3.854 million global neonatal deaths occur due to tetanus, similar to the WHO and GAVI estimates of 220,000 for the year 2000. Chapter 3 provides an estimate for tetanus deaths ages zero to four of only 187,000. The (unpublished) GBD files used here to allocate deaths under age five to over and under age one allocated 52 percent of tetanus deaths to under age one. The CHERG review (Lawn, Wilczynska, and Cousens forthcoming) suggests this to be a major underestimate, and the 52 percent figure has thus here been revised upward to 90 percent. Consistent with the objectives of this chapter, GBD numbers have been used wherever possible, and the CHERG and WHO estimates are accordingly revised downward by allocating all infant tetanus deaths to the neonatal period.

c. WHO 2005b and Bryce and others (2005) estimate that 853,000 deaths occur due to malaria. Chapter 3 provides an estimate for malaria deaths age zero to four of 1,208,000.

d. Hepatitis, tropical-cluster diseases, leprosy, dengue, Japanese encephalitis, trachoma, intestinal nematode infections, and other infectious diseases.

e. Deaths for respiratory infections in the neonatal age group are those estimated by Lawn, Cousens, and Wilczynska (forthcoming) for their category sepsis or pneumonia. This number was then subtracted from the GBD number of respiratory infections between age zero and one to derive the total in column e.

f. Low-birthweight deaths are those resulting from intrauterine growth retardation or preterm birth. Almost all low-birthweight deaths in the neonatal period result from preterm birth.

g. Lawn, Wilczynska, and Cousens (forthcoming) for the CHERG estimate that 23 percent (887,000) of the 4 million global neonatal deaths occur due to birth asphyxia. Chapter 3 of this volume provides an estimate for birth asphyxia and birth trauma deaths ages zero to four of only 739,000 globally, of which 734,000 were estimated to occur under age one. Consistent with the objectives of this chapter, GBD numbers have been used wherever possible, and the CHERG and WHO estimates are accordingly revised downward by allocating all infant birth asphyxia deaths to the neonatal period. Better data in the future will allow for improved estimates.

h. Epilepsy, alcohol use disorders, Alzheimer's disease and other dementias, Parkinson's disease, multiple sclerosis, drug use disorders, post-traumatic stress disorder, obsessive-compulsive disorder, panic disorder, insomnia (primary), migraine, mental retardation attributable to lead exposure, and other neuropsychiatric disorders.

i. Rheumatic heart disease, hypertensive heart disease, inflammatory heart diseases, and other cardiovascular diseases.

j. Other neoplasms, endocrine disorders, sense organ diseases, genitourinary diseases, skin diseases, musculoskeletal diseases, and oral conditions.

k. Poisonings, falls, fires, drownings, and other unintentional injuries.

l. Violence, war, and other intentional injuries.

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